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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1919 Gallows Road Ste 600, Vienna, VA 22182 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Egan, Berger & Weiner, Llc Vienna VA 06/2005 Present
Voya Financial Advisors Vienna VA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2005 → Present
    Egan, Berger & Weiner, Llc
    Vienna, VA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Vienna, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Independent Insurance Agent; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; Fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/29/2009; 160; 160; Sales of fixed insurance products.| 2) NAME OF ENTITY: Egan, Berger & Weiner, LLC; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; FINANCIAL SERVICES/DBA; PARTNER; 6/1/2005; 160; 160; sales of securities and fixed insurance products.| 3) NAME OF ENTITY: Beck Family Holdings LLC; Yes; 8 Schleighs Lane; Fredericksburg; VA; 22406; Flipping Houses; Member; 4/22/2020; 1; 0; Purchase and Flip Houses| 4) NAME OF OTHER BUSINESS: EBW RISK MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SHELL COMPANY; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: A SHELL COMPANY THAT HAS NO REVENUE OR ASSETS AT THIS TIME;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-29
S63 Uniform Securities Agent State Law Examination 1996-03-18
  • S65 Uniform Investment Adviser Law Examination
    2017-06-29
  • S63 Uniform Securities Agent State Law Examination
    1996-03-18
Other Names
  • David Frederick Beck

View on SEC IAPD

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