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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Egan, Berger & Weiner, Llc | Vienna | VA | 06/2005 | Present |
| Voya Financial Advisors | Vienna | VA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: Independent Insurance Agent; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; Fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/29/2009; 160; 160; Sales of fixed insurance products.| 2) NAME OF ENTITY: Egan, Berger & Weiner, LLC; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; FINANCIAL SERVICES/DBA; PARTNER; 6/1/2005; 160; 160; sales of securities and fixed insurance products.| 3) NAME OF ENTITY: Beck Family Holdings LLC; Yes; 8 Schleighs Lane; Fredericksburg; VA; 22406; Flipping Houses; Member; 4/22/2020; 1; 0; Purchase and Flip Houses| 4) NAME OF OTHER BUSINESS: EBW RISK MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SHELL COMPANY; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: A SHELL COMPANY THAT HAS NO REVENUE OR ASSETS AT THIS TIME;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-18 |
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