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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Greenwich | CT | 11/2005 | 01/2018 |
| Mml Investors Services, Inc | Greenwich | CT | 12/2005 | 01/2018 |
| Osaic Institutions, Inc. | Meriden | CT | 01/2018 | Present |
| Fairfield County Bank | Darien | CT | 01/2018 | Present |
1)Name: Hunter Financial Group Inv rel: Y Add: 762 Post Road Darien CT 06820 Nature: nsurance Brokerage Position: sales/ownership Start date: 6/1988 HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: individual and group life, individual and group health.. 2)NAME: DARIEN FINANCIAL CENTER LLC INV REL: Y ADD: 762 POST RD., DARIEN, CT 06820 NATURE: REAL ESTATE POSITION: OWNERSHIP START DATE: 07/99 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OWN AND MANAGE COMMERCIAL OFFICE BUILDING(S)..
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-16 |
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