William Courtney Gourd

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-08
RI	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2008-10-10
CT	RA	APPROVED	2008-09-26

NY RA
APPROVED

Since 2021-11-08
RI RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2008-10-10
CT RA
APPROVED

Since 2008-09-26

Branch Locations

East Greenwich, RI • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Stamford	CT	09/2008	Present

09/2008 → Present

Ubs Financial Services Inc

Stamford, CT

Previous Registrations

2008-03-24 → 2008-10-02

Lehman Brothers Inc.

New York, NY

Greenwich, CT

New York, NY

Greenwich, CT

New York, NY

New York, NY

Other Businesses

1) Pet's Best Life / 1201 Swift Kansas City,MO 64116 / Company/ Retailers (Apparel, Food, General)/ Dog Treats / Advisor or advisory group member if advice given may influence an officer/board / Member of advisory board to discuss direction company is taking in the space in which they are operating / Start Date 5/15/2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-20
S63	Uniform Securities Agent State Law Examination	1987-11-30

S66 Uniform Combined State Law Examination

2008-03-20
S63 Uniform Securities Agent State Law Examination

1987-11-30

Other Names

Will Gourd
William Courtney Gourd
William C Courtney Gourd

View on SEC IAPD