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John Stempien Klopp

Klopp Investment Management LLC

Cleveland, OH

Cleveland, OH

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Current Employers
Klopp Investment Management Llc

526 Superior Ave E Ste 360, Cleveland, OH 44114-1998 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-09
IL RA APPROVED 2017-12-20
GA RA APPROVED 2013-01-02
OH RA APPROVED 2012-06-25
  • TX RA
    APPROVED_RES
    Since 2025-05-09
  • IL RA
    APPROVED
    Since 2017-12-20
  • GA RA
    APPROVED
    Since 2013-01-02
  • OH RA
    APPROVED
    Since 2012-06-25

Branch Locations

1801 East Ninth Street #1040, Cleveland, OH 44114-3103 • United States

1801 East Ninth Street Suite 1040, Cleveland, OH 44114-3103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klopp Investment Management Llc Cleveland OH 01/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-08-29
S63 Uniform Securities Agent State Law Examination 1990-12-21
  • S65 Uniform Investment Adviser Law Examination
    1991-08-29
  • S63 Uniform Securities Agent State Law Examination
    1990-12-21

View on SEC IAPD

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