Shawn Lloyd Meeks

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-08-12
WA	RA	APPROVED	2006-08-12

TX RA
APPROVED_RES

Since 2006-08-12
WA RA
APPROVED

Since 2006-08-12

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancrop Piper Jaffray Inc.	Seattle	WA	11/1998	Present
Ubs Financial Services Inc.	Seattle	WA	08/2006	Present

11/1998 → Present

U.S. Bancrop Piper Jaffray Inc.

Seattle, WA
08/2006 → Present

Ubs Financial Services Inc.

Seattle, WA

Previous Registrations

1999-05-18 → 2006-08-12

Piper Sandler & Co.

Seattle, WA

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-07
S63	Uniform Securities Agent State Law Examination	1993-07-07

S65 Uniform Investment Adviser Law Examination

1999-01-07
S63 Uniform Securities Agent State Law Examination

1993-07-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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