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Belcamp, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fallston | MD | 01/1987 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | Present |
| Osaic Wealth, Inc. | Belcamp | MD | 09/2023 | Present |
1. FIXED INSURANCE, SKIP HOFFMAN, BUFKIN HEFFERON & SIEGEL INC., NO, 1317 MARQUIS CT. FALLSTON MD 21047-2204, 317 MADISON AVE. SUITE 703 NEW YORK NY 10017, AGENT, INDEPENDENT CONTRACTOR, 03/17/2003, 0 TO 4 HOURS PER MONTH, 0 TO 20 MINUTES PER TRADING DAY, SELLING TERM LIFE POLICIES. REGISTERED INVESTMENT ADVISOR, HOFFMAN FINANCIAL CONSULTANTS, YES, 1317 MARQUIS CT. FALLSTON MD 21047-2204, INVESTMENT ADVISORY, ANALYST, SOLE PROPRIETOR, 12/03/1990, 40 HOURS PER MONTH, 2 TRADING HOURS PER DAY, INVESTMENT ADVISE ANALYSIS REVIEW AND CLIENT MEETINGS. 2. HOFFMAN FINANCIAL CONSULTANTS POSITION: Owner/sole proprietor NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 11/30/1992 ADDRESS: 4780 Water Park Dr, Unit N, Belcamp MD 21017-1531, United States DESCRIPTION: Service existing fee based clients, monitor, review daily positions, prepare quarterly reports. Maintain quarterly phone contact with these clients. 3. SKIP HOFFMAN CLU, CHFC POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/1990 ADDRESS: 4780 Water Park Dr, Unit N, Belcamp MD 21017-1531, United States DESCRIPTION: Sell life, variable, Health. Prepare and submit applications for the product.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-06 |
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