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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-31 |
Branch Locations
788 Shrewsbury Ave, Tinton Falls, NJ 07724 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Long Branch | NJ | 06/2016 | 05/2022 |
| Lpl Financial. Llc | Boca Raton | FL | 05/2022 | Present |
1. 07/01/2016 - NATIONAL WEALTH NETWORK/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 1%/ BOCA RATON, FL 2. 07/21/2021 - VERBENA WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 97%/ BOCA RATON, FL 3. 11/01/2021 - WALTER GENUIN USA/ OUTSIDE/W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 1%/ NEWPORT BEACH, CA 4. 09/01/2016 - SIMPLICITY FINANCIAL DISTRIBUTORS, INC/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 1%/ GLASTONBURY, CT 5. 08/04/2023 - Verbena Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/27/2022 - 40 Hours Per Month/ 40 Hours During Trading 6. 01/05/2024 - TruChoice Financial Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/16/2023 - 10 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 2002-07-02 |
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