Timothy Alan Sheffield

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2011-08-09

TN RA
APPROVED

Since 2011-08-09

Branch Locations

Arlington, TN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Calton & Associates, Inc.	Tampa	FL	11/1999	Present

11/1999 → Present

Calton & Associates, Inc.

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-08-08
S63	Uniform Securities Agent State Law Examination	1987-06-19

S65 Uniform Investment Adviser Law Examination

2011-08-08
S63 Uniform Securities Agent State Law Examination

1987-06-19

View on SEC IAPD

Current Employers

Calton & Associates, Inc.

Disclosures

Employment History

Exams

Reviews