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1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-15 |
Branch Locations
1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-04 |
Branch Locations
1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 06/2012 | 06/2024 |
| Atlas Legacy Advisors Llc | Los Angeles | CA | 06/2024 | Present |
| Seneca Private Wealth , Llc | Los Angeles | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-23 |
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