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Claudia Marie Denton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-14
CA RA APPROVED 2005-11-29
  • TX RA
    APPROVED_RES
    Since 2021-04-14
  • CA RA
    APPROVED
    Since 2005-11-29

Branch Locations

555 California St, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 11/2005 Present
Bank Of America,Na San Francisco CA 08/2009 Present
Previous Registrations
  • 2003-11-19 → 2005-11-30
    Morgan Stanley Dw Inc.
    San Francisc, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-11
  • S66 Uniform Combined State Law Examination
    2003-11-11
Other Names
  • Claudia Marie Futter
  • Claudia Marie Futter

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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