Seth Richard Peritzman

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-04
CO	RA	APPROVED	2019-05-31

TX RA
APPROVED_RES

Since 2019-06-04
CO RA
APPROVED

Since 2019-05-31

Branch Locations

Englewood, CO • United States

7535 E Hampden Ave Suite 107, Denver, CO 80231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities Inc	San Diego	CA	09/2000	05/2019
First Allied Advisory Services Inc	Chesterfield	MO	07/2012	05/2019
Edward Jones	St Louis	MO	05/2019	Present

09/2000 → 05/2019

First Allied Securities Inc

San Diego, CA
07/2012 → 05/2019

First Allied Advisory Services Inc

Chesterfield, MO
05/2019 → Present

Edward Jones

St Louis, MO

Previous Registrations

2012-07-02 → 2019-06-05

First Allied Advisory Services, Inc.

Denver, CO

Denver, CO

Denver, CO
2003-09-09 → 2012-07-02

First Allied Securities, Inc.

Denver, CO

Centennial, CO

Denver, CO

Denver, CO

Other Businesses

"Crump Life Insurance Type: Date: 11/20/20 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No Responsibilities City-State: Harrisburg PA"

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-26
S63	Uniform Securities Agent State Law Examination	1987-12-09

S65 Uniform Investment Adviser Law Examination

2003-08-26
S63 Uniform Securities Agent State Law Examination

1987-12-09

Other Names

Seth R Peritzman

View on SEC IAPD