Theodore Francis Staats

Current Employers

Employment History

• 09/2013 → 08/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2019 → 08/2020
  Lpl Financial Llc
  Bridgeville, PA
• 08/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2020 → Present
  Securities Brokerage Services
  Carnegie, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-09-19 → 2020-08-18
  Lpl Financial Llc
  Bridgeville, PA
  Bridgeville, PA
  West Mifflin, PA
• 2012-12-11 → 2019-11-26
  Securities Brokerage Services
  Carnegie, PA
• 2013-09-03 → 2019-09-25
  Cetera Wealth Services, Llc
  Bridgeville, PA
• 2007-07-19 → 2013-09-03
  Walnut Street Securities, Inc.
  Pittsburgh, PA
  Warrendale, PA
• 2005-03-11 → 2007-02-16
  Vicus Capital, Inc.
  State Collge, PA

Other Businesses

1. NAME OF OTHER BUSINESS: SECURITIES BROKERAGE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR START DATE: 7/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING ADVISORY SERVICES TO CLIENTS 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2003 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE

Exams

• S66 Uniform Combined State Law Examination
  2004-04-22
• S63 Uniform Securities Agent State Law Examination
  1987-07-31