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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-19 |
Branch Locations
14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Dallas | TX | 04/2001 | Present |
| Mml Investors Services, Llc | Dallas | TX | 04/2001 | Present |
(1) NAME: LIVE THROUGH DIVORCE LLC, INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: DIVORCE PLANNING SERVICES, POSITION: OWNER START DATE: 5/1/2013 NO HR/MO: 5 NO HR/MO DUR TRADING: 5. (2) NAME: NEXUS ADVISORS LLC INV REL: Y ADDR: 14241 DALLAS PARKWAY STE 1200 DALLAS TX 75254 NATURE: OUTSIDE INSURANCE POSITION:AGENT START DATE:1/10/2010, NO HR/MO:1 NO HR/MO DUR TRADING:1. DESCRIBE DUTIES: LIFE INSURANCE, HEALTH, GROUP HEALTH. (3) NAME: HOLLY CARROCCIO INV REL:Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RESIDENTIAL RENTAL PROPERTY POSITION: OWNER START DATE: 06/22/2021 NO HR/MO: 1 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: MAINTAIN PROPERTY AND MANAGE TENANT (4) NAME: NEXUS ADVISORS LLC INV REL: Y ADDR: 14241 DALLAS PARKWAY STE 1200 DALLAS TX 75254 NATURE: OUR FINANCIAL PLANNING PRACTICE DBA POSITION: FINANCIAL PLANNER START DATE: 06/22/2021 NO HR/MO: 160 NO HR/MO DUR TRADING: 1. DESCRIBE DUTIES: MANAGER OF OUR TEAM AND OF INDIVIDUAL CLIENTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-14 |
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