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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-23
NY RA APPROVED 2025-07-10
TX RA APPROVED_RES 2025-07-10
  • FL RA
    APPROVED
    Since 2026-03-23
  • NY RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2025-07-10

Branch Locations

8660 Sheridan Drive, Williamsville, NY 14221 • United States

Ft Myers, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Williamsville NY 01/2015 07/2025
Nappo Financial Services Williamsville NY 01/1994 Present
Sunbridge Managemnt, Inc. East Amherst NY 05/1995 11/2019
Cadaret, Grant & Co., Inc. Ft Meyers FL 12/2024 12/2024
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 01/2015 → 07/2025
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
  • 01/1994 → Present
    Nappo Financial Services
    Williamsville, NY
  • 05/1995 → 11/2019
    Sunbridge Managemnt, Inc.
    East Amherst, NY
  • 12/2024 → 12/2024
    Cadaret, Grant & Co., Inc.
    Ft Meyers, FL
  • 07/2025 → Present
    Williamsville, NY
Previous Registrations
  • 2021-11-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
    Syracuse, NY
    Niagara Falls, NY
    Ft Meyers, FL
Other Businesses

1. 07/10/2025- 333 Henderson Ave- Real Estate Rental- Not INV Related- At Kenmore, NY- Start date 04/01/2016 2. 07/10/2025- Queen City Manufacturing Inc.- Not INV Related- At At Kenmore, NY- Start date 01/03/2005- 40 Hours Per Month 3. 07/10/2025- Nappo Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/02/1987- 60 Hours Per Month- 60 Hours During Trading 4. 07/10/2025- Stephen Nappo- Real Estate Rental- INV Related- At Fort Myers, FL- Start date 09/01/2021 5. 07/10/2025-Nappo Financial Services-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/10/2025- 100 Hours Per Month- 100 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-03
S63 Uniform Securities Agent State Law Examination 1987-07-17
  • S65 Uniform Investment Adviser Law Examination
    2021-11-03
  • S63 Uniform Securities Agent State Law Examination
    1987-07-17
Other Names
  • Stephan Anthony Nappo

View on SEC IAPD

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