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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
8660 Sheridan Drive, Williamsville, NY 14221 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Williamsville | NY | 01/2015 | 07/2025 |
| Nappo Financial Services | Williamsville | NY | 01/1994 | Present |
| Sunbridge Managemnt, Inc. | East Amherst | NY | 05/1995 | 11/2019 |
| Cadaret, Grant & Co., Inc. | Ft Meyers | FL | 12/2024 | 12/2024 |
| Lpl Financial Llc | Williamsville | NY | 07/2025 | Present |
1. 07/10/2025- 333 Henderson Ave- Real Estate Rental- Not INV Related- At Kenmore, NY- Start date 04/01/2016 2. 07/10/2025- Queen City Manufacturing Inc.- Not INV Related- At At Kenmore, NY- Start date 01/03/2005- 40 Hours Per Month 3. 07/10/2025- Nappo Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/02/1987- 60 Hours Per Month- 60 Hours During Trading 4. 07/10/2025- Stephen Nappo- Real Estate Rental- INV Related- At Fort Myers, FL- Start date 09/01/2021 5. 07/10/2025-Nappo Financial Services-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/10/2025- 100 Hours Per Month- 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-17 |
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