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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-10-10 |
| CA | RA | APPROVED | 2023-09-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Indian Wells | CA | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indian Wells | CA | 11/2016 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 09/2023 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; MESA, AZ; 100% OWNERSHIP; START DATE 01/31/2019; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY, INV RELATED, TEMPE, AZ, 50% OWNERSHIP, START 10/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, PHOENIX, AZ, 100% OWNERSHIP, START DATE 10/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. BW ADVISORS LLC; INV RELATED; SCOTTSDALE, AZ; 100% OWNERSHIP; START DATE 10/18/2023; 120 HOURS PER MONTH; 120 DUIRNG TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-25 |
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