Paul Richard Coggins

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2012-02-10

WI RA
APPROVED

Since 2012-02-10

Branch Locations

503 Gateway Ave, Mauston, WI 53948 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of Mauston	Mauston	WI	12/2007	Present
Infinex Investments, Inc.	Mauston	WI	02/2012	Present

12/2007 → Present

Bank Of Mauston

Mauston, WI
02/2012 → Present

Infinex Investments, Inc.

Mauston, WI

Previous Registrations

1998-05-29 → 2012-02-13

Sii Investments, Inc.

Mauston, WI

Mauston, WI

Other Businesses

1) NATIONAL GUARDIAN LIFE - FUNERAL TRUST - GA HARBOR ADVANTAGE FITCHBURG, WI - INVESTMENT RELATED BUSINESS - 2 EAST GILMAN ST, S. MADISON, WI 53703 - SALES AGENT - STARTED JUNE 2010 - HOURS DEVOTED MONTHLY: 5, HOURS DURING TRADING HOURS MONTHLY: 5. DUTIES: SALE OF PRODUCT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-12
S63	Uniform Securities Agent State Law Examination	1987-08-19

S65 Uniform Investment Adviser Law Examination

2008-06-12
S63 Uniform Securities Agent State Law Examination

1987-08-19

Designations

View on SEC IAPD