Richard George Petras

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-09-21
TX	RA	APPROVED_RES	2012-08-15
IL	RA	APPROVED	2007-05-11

FL RA
APPROVED

Since 2012-09-21
TX RA
APPROVED_RES

Since 2012-08-15
IL RA
APPROVED

Since 2007-05-11

Branch Locations

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Barrington	IL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Barrington	IL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Barrington, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Barrington, IL

Previous Registrations

2001-03-30 → 2007-05-24

Rbc Capital Markets, Llc

Buffalo Grove, IL

Hoffman Estates, IL

Other Businesses

TRUSTTEE FOR PARENTS TRUST, INV RELATED, ELK GROVE VILLIAGE, IL, START 8/5/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, CRYSTAL LAKE, IL, START: 10/18/2023, 2 HOURS A MONTH, 2 HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-15
S63	Uniform Securities Agent State Law Examination	1991-01-03

S66 Uniform Combined State Law Examination

2000-11-15
S63 Uniform Securities Agent State Law Examination

1991-01-03

Other Names

Rick Petras
Richard G Petras

View on SEC IAPD