Daniel John Lind

Current Employers

Employment History

• 06/2013 → 11/2020
  Unionbanc Investment Services
  San Francisco, CA
• 01/2021 → 10/2022
  Ameriprise Financial Services, Llc
  Peoria, AZ
• 10/2022 → Present
  Wells Fargo Clearing Services, Llc
  Palo Alto, CA

Previous Registrations

• 2021-01-26 → 2022-09-28
  Ameriprise Financial Services, Llc
  Glendale, AZ
  Scottsdale, AZ
• 2013-06-25 → 2020-12-16
  U.S. Bancorp Advisors, Llc
  San Francisco, CA
• 2011-01-03 → 2013-06-11
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
  Santa Rosa, CA
  Roseville, CA
• 2005-02-03 → 2011-01-03
  Wells Fargo Investments, Llc
  Prescott, AZ
  Flagstaff, AZ
  Prescott, AZ
  Tucson, AZ
  Green Valley, AZ
  Payson, AZ
  Tucson, AZ
  Lake Havasu City, AZ
  Sierra Vista, AZ
  Tucson, AZ
  Sedona, AZ
  Prescott Valley, AZ
  Tucson, AZ
  Nogales, AZ
  Tucson, AZ
  Oro Valley, AZ
  Tucson, AZ
  Tucson, AZ
  Tucson, AZ
  Bullhead City, AZ
  Tucson, AZ
  Tucson, AZ
  Tucson, AZ
  Tucson, AZ
  Cottonwood, AZ
  Kingman, AZ
  Miami, AZ
  Pinetop, AZ
  Chinle, AZ
  Flagstaff, AZ
  Tucson, AZ
  Prescott, AZ
  Oro Valley, AZ
  Flagstaff, AZ
  Lake Havasu, AZ
  Tucson, AZ
  Tucson, AZ
  Parker, AZ
  Tuba City, AZ
  Douglas, AZ
  Sierra Vista, AZ
  Tucson, AZ
  Tucson, AZ
  Tucson, AZ
  Winslow, AZ
  Holbrook, AZ
  Snowflake, AZ
  Window Rock, AZ
  Kayenta, AZ
  Tucson, AZ
  Tucson, AZ

Other Businesses

FINRA; NOT INV. RELATED; WASHINGTON,DC; ARBITRATOR; START DATE 01/01/2005; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SIT ON A PANEL OF NEUTRAL ARBITRATORS TO HEAR FINRA DISPUTES AND CASES. FINANCIAL PLANNING ASSOCIATION SILICON VALLEY; NOT INV RELATED; SANTA CLARA,CA; FINANCE PROFESSIONALS; BOARD OF DIRECTORS; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2005-01-28
• S63 Uniform Securities Agent State Law Examination
  1987-09-03

Other Names

• Dan Lind
• Daniel Lind