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226 W. Eldorado, Decatur, IL 62522 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2023-08-17 |
Branch Locations
The City Towers 252 Ponce De Leon Ave Suite 1001, San Juan, PR 00918 • United States
226 W. Eldorado, Decatur, IL 62522 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Planning Associates | San Juan | PR | 01/2016 | 05/2020 |
| Hj Sims | Fairfield | CT | 06/2020 | 06/2021 |
| Kovack Securities, Inc | Fort Lauderdale | FL | 08/2021 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 08/2021 | Present |
1) FIXED INSURANCE - D 24 ARGENTINA ST, GUAYNABO, PR 00966; INVESTMENT RELATED; FIXED INSURANCE SALES (NOT INVESTMENT RELATED); INSURANCE REPRESENTATIVE; 2% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-08 |
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