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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-06-14
FL RA APPROVED 2004-02-27
  • TX RA
    APPROVED
    Since 2004-06-14
  • FL RA
    APPROVED
    Since 2004-02-27

Branch Locations

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Palm Beach Gardens FL 03/2008 Present
City National Bank Palm Beach Gardens FL 06/2026 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Palm Beach Gardens, FL
  • 06/2026 → Present
    City National Bank
    Palm Beach Gardens, FL
Previous Registrations
  • 1992-11-24 → 2004-02-27
    William R. Hough & Co.
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-11
S63 Uniform Securities Agent State Law Examination 1993-03-19
  • S66 Uniform Combined State Law Examination
    2004-06-11
  • S63 Uniform Securities Agent State Law Examination
    1993-03-19

View on SEC IAPD

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