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Angela Denise Smith-Waggoner

Wells Fargo Clearing Services, LLC

Atlanta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-01-10
TX RA APPROVED 2019-01-09
  • GA RA
    APPROVED
    Since 2019-01-10
  • TX RA
    APPROVED
    Since 2019-01-09

Branch Locations

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yeomans Consulting Group Marietta GA 04/2013 12/2018
Wells Fargo Clearing Services, Llc Atlanta GA 12/2018 Present
Previous Registrations
  • 2018-10-09 → 2018-12-18
    Osaic Services, Inc.
    Scottsdale, AZ
    Marietta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-07
  • S66 Uniform Combined State Law Examination
    2018-10-07
Other Names
  • Angela Denise Smith
  • Angela Denise Smith
  • Angela Denise Waggoner

View on SEC IAPD

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