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Long Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Long Beach | CA | 12/1989 | 08/2017 |
| Bank Of America, Na | Long Beach | CA | 09/2009 | 08/2017 |
| Kevin P. Mcguan | Long Beach | CA | 11/2017 | Present |
I*92565 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: REAL ESTATE INVESTMENT INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LONG BEACH, CALIFORNIA 90802 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/12/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT REAL ESTATE COLLECT RENT Independent Insurance Agent; Investment-Related;Less than 5 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-31 |
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