Alvin Van Richards

Current Employers

Richards Financial Planning, Llc

15923 Pinyon Creek Drive, Houston, TX 77095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-08

TX RA
APPROVED

Since 2020-01-08

Branch Locations

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alvin Van Richards, Independent Insurance Agent	Houston	TX	01/2013	Present
Richards Financial Planning, Llc	Houston	TX	09/2019	Present

01/2013 → Present

Alvin Van Richards, Independent Insurance Agent

Houston, TX
09/2019 → Present

Richards Financial Planning, Llc

Houston, TX

Other Businesses

Mr. Richards is engaged in the annuity, life, and health insurance sales from multiple carriers. Mr. Richards has continually been licensed as an insurance agent since August of 1987. His activity involves approximately 50 to 80 hours per month or four-plus hours per day. Mr. Richards' compensation from insurance sales is commission. Mr. Richards duties for insurance sales is the sale and service of annuity, life and health insurance policies.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-10

S63 Uniform Securities Agent State Law Examination

1987-06-10

Designations

View on SEC IAPD