Martin Clarence Wheeler

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-12
MN	RA	APPROVED	2013-11-20
OH	RA	APPROVED	2005-10-13

TX RA
APPROVED_RES

Since 2024-12-12
MN RA
APPROVED

Since 2013-11-20
OH RA
APPROVED

Since 2005-10-13

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Eden Prairie, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Edina	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets, Llc

Edina, MN

Other Businesses

1) WILL MAINTAIN REGISTRATION WITH WELLS FARGO BROKERAGE SERVICES, LLC, AN AFFILIATED BROKER-DEALER UNDER COMMON OWNERSHIP OR CONTROL WITH WELLS FARGO INVESTMENTS, LLC. 2) NAME OF ENTITY: MCW Ventures LLC ADDRESS: PO Box 44532 Eden Prairie, MN 55344 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Space of Airplane Hangars CAPACITY: Partner START DATE: 11/01/2021 DUTIES: Collect rents and pay operating expenses of hangars. HOURS DEVOTED PER MONTH: 025 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-06-26
S63	Uniform Securities Agent State Law Examination	1988-04-07

S65 Uniform Investment Adviser Law Examination

2001-06-26
S63 Uniform Securities Agent State Law Examination

1988-04-07

Other Names

Marty C Wheeler
Marty Wheeler

View on SEC IAPD