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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-03-15 |
| TX | RA | APPROVED_RES | 2017-03-13 |
Branch Locations
3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group | Atlanta | GA | 10/1999 | 03/2017 |
| Fsg Wealth Management Inc. | Atlanta | GA | 10/2012 | 03/2017 |
| Ameriprise Financial Services Inc | Dunwoody | GA | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Independent Insurance Brokering; One AMerica; 01/01/2017; . Outside Employment; Thu Clear, Inc.; Financial Advisor of Ameriprise Financial; Manage advisory business; 3475 Lenox Road NE, Suite 600, Atlanta, GA, 30319; Not Investment-Related; 09/18/2024; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-29 |
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