Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-30
MI RA APPROVED 2010-07-19
  • TX RA
    APPROVED_RES
    Since 2024-10-30
  • MI RA
    APPROVED
    Since 2010-07-19

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

White Lake, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc. Southfield MI 12/2003 Present
Other Businesses

1. 7/13/2009 - DBA ONLY - AMERICA GROUP RETIREMENT STRATEGY CENTERS - SOUTHFIELD, MI. 2. 5/10/2010 - NON-VARIABLE INSURANCE - PLACEMENT OF VARIOUS NON VARIABLE LIFE AND FIXED ANNUITIES FOR CLIENTS THROUGH BROKERAGE AGENCIES AND INSURANCE COMPANIES. - TIME SPENT 5% - SOUTHFIELD, MI 3. 02/09/2022 - Hollander, Lone & Maxbauer, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/08/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 02/14/2022 - HOLLANDER & LONE, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-10
S63 Uniform Securities Agent State Law Examination 1987-07-24
  • S65 Uniform Investment Adviser Law Examination
    1996-05-10
  • S63 Uniform Securities Agent State Law Examination
    1987-07-24
Designations

View on SEC IAPD

More in Southfield, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor