Jordan Paul Gates

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-01-01

OR RA
APPROVED

Since 2025-01-01

Branch Locations

Tigard, OR • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mac Services, Llc	Hays	KS	06/2007	12/2020
Independent Financial Group	San Diego	CA	08/2010	12/2020
Kovack Securities, Llc	Fort Lauderdale	FL	01/2021	Present
Kovack Advisors, Llc	Fort Lauderdale	FL	01/2021	Present

06/2007 → 12/2020

Mac Services, Llc

Hays, KS
08/2010 → 12/2020

Independent Financial Group

San Diego, CA
01/2021 → Present

Kovack Securities, Llc

Fort Lauderdale, FL
01/2021 → Present

Kovack Advisors, Llc

Fort Lauderdale, FL

Previous Registrations

2014-11-25 → 2021-01-05

Main Street Advisors, Llc

Hays, KS
2010-08-18 → 2020-12-31

Independent Financial Group, Llc

Hays, KS

Tigard, OR

San Diego, CA
2007-08-07 → 2014-11-24

Main Street Advisors, Llc

Lake Oswego, OR

Sherwood, OR
2003-06-30 → 2007-04-27

Summit Financial Group Inc

Lake Oswego, OR
1993-12-28 → 2003-01-29

Veravest Investment Advisors, Inc.

Lake Oswego, OR

Other Businesses

1) DBA-FUSION TAX AND WEALTH MANAGEMENT-13212 HAZELCREST WAY, TIGARD, OR 97224; INVESTMENT RELATED; FINANCIAL PLANNING INCLUDING INVESTMENTS AND INSURANCE; OWNER; 100% OF TIME SPENT. 2) FIXED INSURANCE SALES-13212 SW HAZELCREST WAY, TIGARD, OR; NON-INVESTMENT RELATED; SELLING HEALTH INSURANCE PRODUCTS SUCH AS FIXED AND IMMEDIATE ANNUITIES, TERM, UNIVERSAL LIFE INSURANCE AND LONG TERM CARE; NO TITLE; LESS THAN 5% OF TIME SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-08
S63	Uniform Securities Agent State Law Examination	1987-06-09

S65 Uniform Investment Adviser Law Examination

1992-06-08
S63 Uniform Securities Agent State Law Examination

1987-06-09

Designations

Other Names

Jordan P Gates

View on SEC IAPD