Lubna Bathish Jones

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-10-14
TX	RA	APPROVED	2021-10-14

MI RA
APPROVED

Since 2021-10-14
TX RA
APPROVED

Since 2021-10-14

Branch Locations

111 S Leroy St Ste 201, Fenton, MI 48430 • United States

10850 E Traverse Hwy Ste 2280 [Office Of Convenience], Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Flint	MI	02/2009	10/2021
Wells Fargo Advisors Financial Network, Llc	Fenton	MI	10/2021	Present

02/2009 → 10/2021

Ubs Financial Services Inc

Flint, MI
10/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Fenton, MI

Previous Registrations

2009-02-09 → 2021-11-11

Ubs Financial Services Inc.

Troy, MI
2007-04-02 → 2009-02-10

Morgan Stanley & Co. Llc

Flint, MI
2002-12-16 → 2007-04-02

Morgan Stanley Dw Inc.

Flint, MI

Flint, MI

Other Businesses

ST. GEORGE'S ORTHODOX CHURCH, INV RELATED, FLINT, MI, ADVISORY FINANCE COMMITTEE MEMBER, START 11/1/2021, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING TITHING, USE OF ENDOWMENT FUNDS, AND ADHERENCE TO INVESTMENT POLICY STATEMENT.; HACKNEY JONES WEALTH MANAGEMENT, INV RELATED, FENTON, MI, 50% OWNERSHIP, START: 10/14/2021, 160 HOURS A MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-05
S63	Uniform Securities Agent State Law Examination	1987-07-24

S65 Uniform Investment Adviser Law Examination

2002-03-05
S63 Uniform Securities Agent State Law Examination

1987-07-24

View on SEC IAPD