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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-14 |
| MI | RA | APPROVED | 2015-04-09 |
Branch Locations
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Birmingham | MI | 02/2015 | Present |
Detroit Economic Club / 211 W Fort St, Suite 710 Detroit,MI United States 48226 / Other/ Other 501c3 not for profit entity / host speakers for luncheon events / Other / Reception Committee member/Audit and Finance Committee member / greet VIPs and guests at the meetings/review annual budget and audit / Start Date 12/3/18 / Detroit Regional Dollars for Scholars / 100 Renaissance Center, P.O. Box 43105DetroitMIUnited States48243 / HELPING LOCAL STUDENTS PREPARE FOR LIFE AFTER HIGH SCHOOL, THROUGH SCHOLARSHIPS AND ACADEMIC SUPPORT, TO ENABLE POST-SECONDARY SUCCESS / Advisor or advisory group member if advice given may influence an officer/board / Investment Committee member / 5/3/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-01 |
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