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Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

345 California Street Suite 600, San Francisco, CA 94104 • United States

Farther Asset Management, Llc

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parallel Advisors, Llc San Francisco CA 02/2011 12/2017
Farther Securities, Llc New York NY 05/2026 Present
Unemployed San Francisco CA 01/2018 12/2019
Farther Finance Advisors, Llc San Francisco CA 01/2020 Present
  • 02/2011 → 12/2017
    San Francisco, CA
  • 05/2026 → Present
    Farther Securities, Llc
    New York, NY
  • 01/2018 → 12/2019
    Unemployed
    San Francisco, CA
  • 01/2020 → Present
    Farther Finance Advisors, Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-15
S63 Uniform Securities Agent State Law Examination 1989-11-06
  • S65 Uniform Investment Adviser Law Examination
    1997-12-15
  • S63 Uniform Securities Agent State Law Examination
    1989-11-06

View on SEC IAPD

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