Harold Dwight West

Current Employers

Employment History

• 04/2010 → Present
  Sumner Financial Group, Ltd
  Lake Oswego, OR
• 04/2012 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Lake Oswego, OR
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Lake Oswego, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake Oswego, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake Oswego, OR

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Lake Oswego, OR
• 2012-04-24 → 2020-11-06
  Kms Financial Services, Inc.
  Lake Oswego, OR
  Lake Oswego, OR
  Seattle, WA
• 2010-04-21 → 2012-04-13
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2002-04-23 → 2003-12-31
  Msi Financial Services, Inc.
  Lake Oswego, OR
  Lake Oswego, OR

Other Businesses

***POWER OF ATTORNEY POSITION: POA-of family NATURE: Power of Attorney for semi disabled brother, no compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2019 ADDRESS: 2160 Windham Oaks Ct, West Linn OR 97068 DESCRIPTION: Help him manage his budget and coordinate his care with a visiting nurse advocate. ***NONE POSITION: Advisor/Rep NATURE: Insurance: Life insurance and fixed annuities, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1960 ADDRESS: 525 3rd St., Suite 241, Lake Oswego OR 97034 DESCRIPTION: Provide insurance products and financial planning to clients. ***ONMARK ASSET MANAGEMENT, LLC POSITION: Financial Planner - advanced markets NATURE: OnMark Asset Management: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2016 ADDRESS: 525 3rd. St, Suite 241, Lake Oswego OR 97034 DESCRIPTION: Financial and retirement planning ***DBA - OnMark Asset Management, LLC ***ESTATE ANALYSTS LTD POSITION: President NATURE: Estate Analysts LTDThis is an S corp where business income flows through. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/01/1982 ADDRESS: 2160 Windham Oaks Ct, West Linn OR 97068 DESCRIPTION: EA, LTD receives income and flows through to business expenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-09
• S63 Uniform Securities Agent State Law Examination
  1988-09-26