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Michael Steven Warren

Commonwealth Financial Network

Lombard, IL

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-09-08
  • IL RA
    APPROVED
    Since 2016-09-08

Branch Locations

101 W. 22Nd Street Suite 200, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Northfield IL 06/1985 Present
Commonwealth Financial Network Waltham MA 01/2008 Present
Garrett Consulting Lombard IL 01/2008 Present
  • 06/1985 → Present
    Self Employed
    Northfield, IL
  • 01/2008 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 01/2008 → Present
    Garrett Consulting
    Lombard, IL
Other Businesses

1. Fixed insurance sales, approx. 10 hours a week, conducted at branch, as of 5/31/2012, investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-25
  • S63 Uniform Securities Agent State Law Examination
    1991-10-25
Designations
Other Names
  • Mike Warren

View on SEC IAPD

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EDWARD JONES
INVESTMENT CONSULTING SERVICES, LLC
ATHENA ADVISOR SERVICES, LLC
PFS INVESTMENTS INC.
1ST ADVANTAGE FINANCIAL ADVISERS, LLC

Other Investors

THOMAS JOHN CAMPBELL
MARY PATRICIA WESCHE
MARVIN LEE PEPLOW
JEFFREY ARNOLD BORENSTEIN
ROBERT FRANCIS FEZZA
SANJAY Paul SHARMA
Mark Jason Schmulen
Tyler Hurst Smith

Other Offices

FORUM FINANCIAL MANAGEMENT, LP · LOMBARD, IL
OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL
INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL

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