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Lori Anne Digangi

Ubs Financial Services Inc.

Melville, NY

Farmingdale, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Farmingdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 08/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-07
S63 Uniform Securities Agent State Law Examination 2002-04-18
  • S65 Uniform Investment Adviser Law Examination
    2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    2002-04-18
Other Names
  • Lori Anne Falco
  • Lori Anne Falco
  • Lori Anne Krayem

View on SEC IAPD

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