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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-27 |
| GA | RA | APPROVED | 2019-10-07 |
Branch Locations
12640 Crabapple Rd., Ste. 300, Milton, GA 30004 • United States
12640 Crabapple Rd. Ste. 300, Milton, GA 30004 • United States
Jacksonville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Cumming | GA | 08/2003 | 10/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | Present |
1. NETTUNO & ASSOCIATES INC DBA NETTUNO GROUP, 12640 CRABAPPLE RD, MILTON, GA, 11/1995 AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 160 HR/MO - 120 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. MUSICIAN / Atlanta GA 30306 / 06/06/2022 / NIR / MUSICIAN IN A BAND / 6 HR/MO - 6 HR/MO TRADING 4. NETTUNO GROUP, INC. / 12640 Crabapple Rd, Suite 300, Milton GA 30004 / 06/01/2022 / NIR / OWNER - CORP & HOLDING COMPANY THAT OWNS NETTUNO & ASSOCIATES, LLC / 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-16 |
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