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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-07 |
| TX | RA | APPROVED | 2019-10-04 |
Branch Locations
2450 Atlanta Hwy. Ste 704, Cumming, GA 30040 • United States
Cumming, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Cumming | GA | 08/2003 | 10/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | Present |
1.SHOOTING INSTRUCTOR, CUMMING, GA, 9/2018 - TEACH SKEET AND SPORTING CLAY SHOOTING. NIR - 8/WK - 0/TRADING. 2.INDEPENDENT INSURANCE AGENT, 2450 ATLANTA HWY STE 704, CUMMING, GA, 3/2002 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 4/TRADING. 3. Home Owners Associates, Wolf Creek Park HOA, LLC, 404 Maple Ridge Ct., Cumming, GA 30040, 7/1/19. President, 3/Month - 0/trading. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 5.NETTWORTH FINANCIAL GROUP, 2450 Atlanta Hwy, Suite 704, Cumming GA 30040, United States, 09/26/2024, IAR, DBA Name, INV REL, 20HR/MO - 20HR/TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-19 |
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