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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-09-02
LA RA APPROVED 2015-08-31
TX RA APPROVED 2015-08-27
OH RA APPROVED 2014-08-26
CA RA APPROVED 2014-06-03
  • NC RA
    APPROVED
    Since 2015-09-02
  • LA RA
    APPROVED
    Since 2015-08-31
  • TX RA
    APPROVED
    Since 2015-08-27
  • OH RA
    APPROVED
    Since 2014-08-26
  • CA RA
    APPROVED
    Since 2014-06-03

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Hermosa Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 06/2014 Present
Jpmorgan Chase Bank Na Los Angeles CA 06/2014 Present
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
S63 Uniform Securities Agent State Law Examination 1987-06-22
  • S66 Uniform Combined State Law Examination
    2008-09-19
  • S63 Uniform Securities Agent State Law Examination
    1987-06-22
Other Names
  • Buzz Burke

View on SEC IAPD

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