James Walter Lohse

Current Employers

Employment History

• 03/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 03/2012 → Present
  Independence Capital Financial Partners
  Lombard, IL

Previous Registrations

• 2007-08-01 → 2012-02-29
  Commonwealth Financial Network
  Oakbrook, IL
• 1998-09-23 → 2007-08-01
  Hornor, Townsend & Kent, Llc
  Oakbrook, IL
  Oak Brook, IL

Other Businesses

1.INDEPENDENCE CAPITAL FINANCIAL PARTNERS LLC, 555 E BUTTERFIELD RD, STE 212, LOMBARD, IL, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3/2012 AS 10/MO - 2/TRADING. 2.NAPERVILLE CHAMBER OF COMMERCE, 55 S MAIN STREET STE 351, NAPERVILLE, IL 60540, AMBASSADOR, SINCE 3/1/12, NON-INVESTMENT RELATED, 5 HOURS MONTHLY, NONE DURING TRADING HOURS. 3.INDEPENDENCE CAPITAL FINANCIAL PARTNERS, 555 E BUTTERFIELD RD, SUITE 212, LOMBARD, IL, 3/2018, NIR, AS SUCCESSOR TO THE SUCCESSOR TRUSTEE, 0HRS/YR, 0HRS/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 45/WK - 35/TRADING. 03/01/12 SEE EMPLOYMENT HISTORY FOR START DATE. 5. J.W.LOHSE INC, DOWNERS GROVE, IL, 01/2019. PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/WK-2/TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-21
• S63 Uniform Securities Agent State Law Examination
  1991-08-07

Designations

Other Names

• Jim Lohse