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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2002-07-23 |
| MD | RA | APPROVED | 1998-03-17 |
| DC | RA | APPROVED | 1994-06-23 |
| VA | RA | APPROVED | 1991-06-27 |
| TX | RA | APPROVED_RES | 1990-01-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 05/1987 | Present |
| #Ia Merrill Lynch, Pierce, Fenner & Smit | Vienna | VA | 05/1987 | Present |
| Bank Of America,N.A. | Vienna | VA | 06/2011 | Present |
I*33047 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME: NAVY MUTUAL AID ASSOCIATION INVESTMENT RELATED: NO ADDRESS OF BUSINESS:ARLINGTON, VIRGINIA 22212 POSITION: DIRECTOR START DATE: 4/1/2008 NUMBER OF HOURS DEVOTED: 16 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER TO PROVIDE MEMBERS OF THE NAVY, MARINE CORPS AND OTHER SEA SERVICES WITH SURVIVOR BENEFITS. FOUNDED IN 1879 THE ORIGINAL MISSION STATEMENT IS "TO PROVIDE FOR WIDOWS AND ORPHANS" I*88300 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME: EMP 180 WEIGHT LOSS INVESTMENT RELATED: NO ADDRESS: BELLEVUE, WASHINGTON 0 NATURE OF BUSINESS: LLC START DATE: 11/16/2015 NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: INVESTING IN A FAMILY FRIEND'S STARTUP WEIGHT LOSS CLINIC. ONLY RESPONSIBILITY IS TO MONITOR MY INVESTMENT AND PROVIDE SUGGESTIONS. NO MANAGEMENT OR OPERATING RESPONSIBILITIES. NAME CHANGE FROM THE WEIGHT LOSS PROJECT. NEW MANAGING PARTNER. I*101118 For profit or not for profit: For-Profit Organization Name: Mutant Industries LLC Investment related: Yes Address: Vienna, Virginia 22181 Nature of business: LLC Position, title, association: Owner Start date: 12/27/2016 Number of hours devoted: 10 hours Annually Number of hours devoted during trading hours: 0 Duties: It is a pass through LLC for the EMP180 which is already approved. I*514897 For profit or not for profit: Entity For Profit Name of outside business organization: CANMOOR WEIGHT LOSS - ROCKVILLE LLC Investment related: No Address of business: Vienna, Virginia, 22182 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 9/1/2017 Number of hours devoted: 2 hours Weekly Number of hours devoted during trading hours: 2 Duties: 50% Owner I*539228 For profit or not for profit: Entity For Profit Name of outside business organization: CANMOOR WEIGHT LOSS - WOODBRIDGE LLC Investment related: No Address of business: Vienna, Virginia, 22182 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 9/1/2016 Number of hours devoted: 5 hours Weekly Number of hours devoted during trading hours: 1 Duties: 50% Owner I*521447 For profit or not for profit: Entity For Profit Name of outside business organization: Canmoor Weight Loss Ashburn Investment related: No Address of business: Vienna, Virginia, 22182 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 8/1/2016 Number of hours devoted: 5 hours Weekly Number of hours devoted during trading hours: 0 Duties: 50% Owner I*520477 For profit or not for profit: Entity For Profit Name of outside business organization: Canmoor Weight Loss Woodbridge Investment related: No Address of business: Vienna, Virginia, 22182 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 8/1/2016 Number of hours devoted: 5 hours Weekly Number of hours devoted during trading hours: 0 Duties: 50% Owner I*855273 For profit or not for profit: Entity For Profit Name: Canmoor Weight Loss Tysons Investment related: No Address: Vienna, Virginia, 22182 Nature of business: Limited Liability Company Position, title, association: Owner Start date: 1/1/2017 Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 10 Duties:50% Owner I*: 2249281 Entity Type: For Profit Name: Canmoor Weight Loss Alexandria Address: Alexandria, VA 22312 Investment Related: No Position, Title, Association: Owner Start Date: 03/09/2018 Number of Hours: 16 hrs mthly Number of Hours during trading: 4 hrs mthly Duties: 50% owner The entity is a weight loss business. My responsibilities are to help grow the business in any way I can. I help with marketing, business strategies as well as the day to day operations of the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-29 |
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