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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-18
  • NJ RA
    APPROVED
    Since 2024-01-18

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Ridgewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highlander Capital Group, Inc. Parsippany NJ 01/2009 09/2023
Knights Of Columbus Insurance New Haven CT 01/2018 Present
Carnegie Lake Advisors Llc Princeton NJ 06/2024 Present
  • 01/2009 → 09/2023
    Highlander Capital Group, Inc.
    Parsippany, NJ
  • 01/2018 → Present
    Knights Of Columbus Insurance
    New Haven, CT
  • 06/2024 → Present
    Princeton, NJ
Previous Registrations
  • 2024-07-24 → 2024-08-07
    Princeton, NJ
  • 2024-01-18 → 2024-07-17
    Highlander Capital Management Llc
    Ridgewood, NJ
    Short Hills, NJ
Other Businesses

Knights of Columbus Insurance - The largest Catholic Life Insurance Company. kofc.org. Title: Insurance Agent Start: 01/2018 Highlander Capital - Sales Start: 01/2009

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-28
S63 Uniform Securities Agent State Law Examination 1987-06-05
  • S65 Uniform Investment Adviser Law Examination
    2023-11-28
  • S63 Uniform Securities Agent State Law Examination
    1987-06-05

View on SEC IAPD

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