John Conrad Buser

Current Employers

The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-17

NY RA
APPROVED

Since 2026-04-17

Branch Locations

555 Broadhollow Road Suite 112, Melville, NY 11747 • United States

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Rockville Centre	NY	09/2014	01/2021
The Pinnacle Financial Group	Rockville Centre	NY	03/2018	12/2020
Sequent Planning, Llc	Bay Shore	NY	01/2021	Present
Pep Boys	Bay Shore	NY	08/2017	03/2020
The Pinnacle Financial Group	Melville	NY	12/2025	Present

09/2014 → 01/2021

Lpl Financial, Llc

Rockville Centre, NY
03/2018 → 12/2020

The Pinnacle Financial Group

Rockville Centre, NY
01/2021 → Present

Sequent Planning, Llc

Bay Shore, NY
08/2017 → 03/2020

Pep Boys

Bay Shore, NY
12/2025 → Present

The Pinnacle Financial Group

Melville, NY

Previous Registrations

2021-02-26 → 2025-12-26

Sequent Planning, Llc

Omaha, NE

Melville, NY

Melville, NY
2014-10-01 → 2020-10-06

Lpl Financial Llc

East Setauket, NY

Rockville Centre, NY
2012-10-01 → 2014-10-13

J.P. Morgan Securities Llc

West Islip, NY

Oakdale, NY

Bay Shore, NY
2010-10-12 → 2012-10-01

Chase Investment Services Corp.

Holbrook, NY

Shirley, NY

Sayville, NY

Bay Shore, NY

West Islip, NY

Shirley, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-10-05
S63	Uniform Securities Agent State Law Examination	2001-03-26

S65 Uniform Investment Adviser Law Examination

2010-10-05
S63 Uniform Securities Agent State Law Examination

2001-03-26