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188 Inverness Drive West Ste 100, Centennial, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-10-12 |
| FL | RA | APPROVED | 2015-03-06 |
| CA | RA | APPROVED | 2013-05-30 |
Branch Locations
188 Inverness Drive West Suite 100, Centennial, CO 80112 • US
188 Inverness Drive West Suite 100, Centennial, CO 80112 • United States
Denver, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Englewood | CO | 04/1996 | Present |
| The Compliance Department Inc. | Centennial | CO | 05/2002 | Present |
| Colorado Financial Service Corp | Centennial | CO | 01/2008 | Present |
| Tcadvisors Network Inc | Centennial | CO | 04/2018 | 06/2018 |
| Coughlin & Company | Denver | CO | 05/2018 | 08/2018 |
1) THE COMPLIANCE DEPARTMENT INC., 188 INVERNESS DRIVE WEST, STE 100, CENTENNIAL CO 80112. NON-INVESTMENT RELATED, CENTENNIAL, CO, COMPLIANCE CONSULTING FIRM, PRESIDENT,2002, 20 HOURS PER MONTH (CONTRACT SERVICES TO BD AND IA FIRMS). 2) COLORADO NATIONAL CORPORATION, 188 INVERNESS DRIVE WEST, STE 100, CENTENNIAL CO 80112. NON-INVESTMENT RELATED, CENTENNIAL, CO, FOR HOLDING INTERESTS IN BD AND IA FIRMS, PRESIDENT, 2005, 1 HR/MONTH. 3) COLORADO HIGH-COUNTRY EDUCATIONAL TREKS INC, 188 INVERNESS DRIVE WEST, STE 100, CENTENNIAL, COLORADO 80112. NON-INVESTMENT RELATED 501C3 ORGANIZATION, CHAIRMAN, 2 HR/MONTH, NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-26 |
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