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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-13 |
| TX | RA | APPROVED | 2024-04-19 |
| NY | RA | APPROVED | 2024-04-18 |
Branch Locations
5420 Lbj Freeway Suite 573, Dallas, TX 75240 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Dallas | TX | 11/2011 | 01/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2021 |
| Morgan Stanley | Dallas | TX | 01/2018 | 04/2021 |
| B. Riley Wealth Management | Miami | FL | 04/2021 | 04/2024 |
| B. Riley Wealth Advisors, Inc. | Miami | FL | 07/2022 | 04/2024 |
| Aegis Capital Corp | Dallas | TX | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-17 |
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