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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial | Hartford | CT | 09/2014 | Present |
| Voya Financial Partners | Hartford | CT | 09/2014 | Present |
Southfield Green Condo Association; Not investment related; 441 S. Main Street Manchester, CT 06040; Condo Association; President; 01/16/2024 ; 8 hour per month; 0 hours per month during trading hours; work with the other Board members and property manager to oversee community and to make sure contractors (landscape, snow plow) are doing their jobs, research and answer complaints and lead projects as needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-12 |
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