Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
PA RA APPROVED 2007-07-31
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • PA RA
    APPROVED
    Since 2007-07-31

Branch Locations

1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Pittsburgh PA 07/2007 Present
Previous Registrations
  • 2005-04-29 → 2007-07-31
    Ryan Beck & Co.
    Pittsburgh, PA
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-27
S63 Uniform Securities Agent State Law Examination 1987-09-14
  • S65 Uniform Investment Adviser Law Examination
    1994-04-27
  • S63 Uniform Securities Agent State Law Examination
    1987-09-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pittsburgh, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor