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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-04-02
  • MA RA
    APPROVED
    Since 2012-04-02

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Weston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consultant Sudbury MA 05/2009 Present
Commonwealth Financal Network Waltham MA 04/2012 Present
  • 05/2009 → Present
    Consultant
    Sudbury, MA
  • 04/2012 → Present
    Commonwealth Financal Network
    Waltham, MA
Other Businesses

Co-Owner of rental property located in Venice, FL, as of 10/01/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-05
  • S63 Uniform Securities Agent State Law Examination
    1987-06-05
Designations

View on SEC IAPD

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