David William Rutkowski

Current Employers

Employment History

• 01/1994 → 01/2017
  Legend Equities Corporation
  Syracuse, NY
• 07/2011 → 09/2019
  Legend Advisory Corporation
  Palm Beach Gardens, FL
• 01/2017 → Present
  Lincoln Investment
  Baldwinsville, NY

Previous Registrations

• 2011-01-06 → 2018-12-31
  Legend Advisory, Llc
  Liverpool, NY
  Palm Beach Gardens, FL
  Baldwinsville, NY

Other Businesses

DAVID W RUTKOWSKI EA CFP POSITION: Owner & preparer NATURE: Income tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 350 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1987 ADDRESS: 3455 LONG SHADOW DR, BALDWINSVILLE NY 13027 DESCRIPTION: Prepare all types of income taxes. some bookeeping and payroll assistance FREDERIC NEUBURGER FAMILY TRUST POSITION: Co_trustee and investment advisor NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/08/1994 ADDRESS: PO Box 2398, Liverpool NY 13089 DESCRIPTION: Monitor investment in Franklin NY Tax Free FundManage income for beneficiary Carole J Neuburger FASTAX, LLC POSITION: Member NATURE: Income Tax Business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: PO Box 2398, Liverpool NY 13089, United States DESCRIPTION: I will transfer money from my personal income tax business to this LLC then process my income tax staff payroll through it. It may have tax preparation income in the future but none at this point. TIMBER BANKS HOA FINANCE COMMITTEE POSITION: Chairman of a soon to be created Finance Committee. NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2025 ADDRESS: 209 Second St, Suite 2C, Liverpool NY 13088, United States DESCRIPTION: Review and consult on finance activity of an HOA. With no financial authority or compensation.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-06-02

Designations