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Kenneth Alfred Willetts

Rockefeller Financial LLC

Atlanta, GA

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-10-06
  • GA RA
    APPROVED
    Since 2020-10-06

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 12/1994 01/2019
Unemployed Canton GA 01/2019 07/2020
Rockefeller & Company Saratoga Springs NY 07/2020 Present
Rockefeller Financial Llc Atlanta GA 07/2020 Present
  • 12/1994 → 01/2019
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 01/2019 → 07/2020
    Unemployed
    Canton, GA
  • 07/2020 → Present
    Rockefeller & Company
    Saratoga Springs, NY
  • 07/2020 → Present
    Rockefeller Financial Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-04
S63 Uniform Securities Agent State Law Examination 1990-04-07
  • S65 Uniform Investment Adviser Law Examination
    1994-06-04
  • S63 Uniform Securities Agent State Law Examination
    1990-04-07
Other Names
  • Ken Willetts

View on SEC IAPD

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