John Christopher Prather

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-06-19
TN	RA	APPROVED	2004-01-07

TX RA
APPROVED_RES

Since 2009-06-19
TN RA
APPROVED

Since 2004-01-07

Branch Locations

618 Oakleaf Office Lane Ste 300, Memphis, TN 38117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Co.	Memphis	TN	06/1998	Present
Mml Investors Services, Inc.	Memphis	TN	07/1998	Present

06/1998 → Present

Massachusetts Mutual Life Insurance Co.

Memphis, TN
07/1998 → Present

Mml Investors Services, Inc.

Memphis, TN

Other Businesses

NAME: JOHN PRATHER INV REL: Y ADD: 618 OAKLEAF OFFICE LANE, STE 300, MEMPHIS, TN 38117 NATURE: LIFE, HEALTH, DI INSURANCE SALES POSITION: BROKER START DATE: 02/01/1990 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 (2) NAME: PERSONAL INV REL: Y ADD: 87 CHERRY ROAD, MEMPHIS, TN NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 1992 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (3) NAME: CFG MEMPHIS, LLC INV REL: Y ADD: 618 OAKLEAF OFFICE LANE, MEMPHIS TN 38117 NATURE: REAL ESTATE PROPERTY MANAGEMENT POSITION: OWNER/ PROPERTY MANAGEMENT, PARTNER/MEMBER START DATE: 04/01/2004 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 (4) CFG MEMPHIS, LLC INV REL: Y ADD: 618 OAKLEAF OFFICE LANE, MEMPHIS TN NATURE: REAL ESTATE POSITION: OWNER START DATE: 04/2004 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 (5) LONGVIEW PLANNING PARTNERS, LLC INV REL: Y ADD: 618 OAKLEAF OFFICE LANE STE 300 MEMPHIS TN NATURE: LLC TO CAPTURE REVENUE AND PAY EXPENSES FOR DBA POSITION: SALES, PARTNER START DATE: 8/01/2018 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 (6) NAME: CAPITAL FINANCIAL ADVISORS II, LLC INV REL: Y ADD: 618 OAKLEAF OFFICE LANE, STE 300, MEMPHIS, TN 38117 NATURE: ENTITY TO CAPTURE REVENUE AND PAY EXPENSES FOR PERSONAL PRACTICE POSITION: OWNERSHIP START DATE: 01/01/2020 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-30
S63	Uniform Securities Agent State Law Examination	1987-06-01

S65 Uniform Investment Adviser Law Examination

1999-04-30
S63 Uniform Securities Agent State Law Examination

1987-06-01