Adam D Uhlan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-06-28
UT	RA	APPROVED	2013-05-08
FL	RA	APPROVED	1989-10-30
TX	RA	APPROVED_RES	1989-10-30

CO RA
APPROVED

Since 2021-06-28
UT RA
APPROVED

Since 2013-05-08
FL RA
APPROVED

Since 1989-10-30
TX RA
APPROVED_RES

Since 1989-10-30

Branch Locations

Breckenridge, CO • United States

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Fort Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ft Lauderdale	FL	10/1989	Present
Bank Of America, Na	Fort Lauderdale	FL	05/2010	Present

10/1989 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ft Lauderdale, FL
05/2010 → Present

Bank Of America, Na

Fort Lauderdale, FL

Other Businesses

I*364495FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: SELF/ADAM UHLANINVESTMENT RELATED: NADDRESS OF BUSINESS: Fort Lauderdale, Florida, 33308NATURE OF BUSINESS: OTHER,PART TIME MUSICIAN ( BLUES GUITARIST)POSITION, TITLE, ASSOCIATION: OTHER, INDEPENDANT -PART TIME GUITARISTSTART DATE: 09/20/2010NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: Part time guitarist average 4 shows per year and host of local blues jam I*3242264, Entity Type: , Name of OBA: C D U RRA FBO C D U, Address: Fort Lauderdale, Florida, 33308, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11/28/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-06
S63	Uniform Securities Agent State Law Examination	1987-06-12

S65 Uniform Investment Adviser Law Examination

1996-02-06
S63 Uniform Securities Agent State Law Examination

1987-06-12

Other Names

Adam Daniel Uhlan

View on SEC IAPD