Joel Lawrence Tannebaum

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-07

TX RA
APPROVED

Since 2017-11-07

Branch Locations

Mckinney, TX • United States

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Dallas	TX	06/2009	11/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2017
Jpmorgan Chase Bank, N.A.	Dallas	TX	11/2017	Present
Jpmorgan Securities, Llc.	Dallas	TX	11/2017	Present

06/2009 → 11/2017

Morgan Stanley Smith Barney

Dallas, TX
01/2015 → 11/2017

Morgan Stanley Private Bank, National Association

New York, NY
11/2017 → Present

Jpmorgan Chase Bank, N.A.

Dallas, TX
11/2017 → Present

Jpmorgan Securities, Llc.

Dallas, TX

Previous Registrations

2009-06-01 → 2017-11-06

Morgan Stanley

Dallas, TX
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Dallas, TX
2000-08-21 → 2007-04-02

Morgan Stanley Dw Inc.

Arlington, TX

Dallas, TX

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-07-13

S63 Uniform Securities Agent State Law Examination

1987-07-13

View on SEC IAPD